James VasquezCRD Number: 6125616
Current Firm: Pfg Advisors
James Vasquez (CRD# 6125616) is an Investment Advisor Representative working at Pfg Advisors in San Diego, CA and has over 9 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Securities America, Inc.||San Diego, CA||Jun 2020 - Current||1|
|Pfg Advisors||San Diego, CA||Jun 2020 - Current||1|
|Unemployed||Ramona, CA||Mar 2020 - Jun 2020||< 1|
|Cuso Financial Services, LP||San Diego, CA||Sep 2019 - Mar 2020||< 1|
|Axa Advisors, LLC||New York, NY||Nov 2018 - Sep 2019||< 1|
|Unemployed||Ramona, CA||Sep 2018 - Nov 2018||< 1|
|Morgan Stanley/morgan Stanley Private Bank||La Jolla, CA||Mar 2017 - Sep 2018||1|
|Jpmorgan Securities LLC||Ramona, CA||Oct 2012 - Feb 2017||4|
|Jpmorgan Chase Bank||Ramona, CA||Jul 2011 - Oct 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2012|
|S66||NASAA Uniform Combined State Law Examination||May 2017|
Total Assets Under Management1,311MILLIONS
Total Number of Accounts5,146ACCOUNTS
Average Account Value$254,700
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, FL, GA, HI, IA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WY
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