Jorge FinkelbergCRD Number: 6050156
Current Firm: Axa Advisors, LLC
Jorge Finkelberg (CRD# 6050156) is an Investment Advisor Representative working at Axa Advisors, LLC in San Diego, CA and has over 5 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
Heyman Investment Counseling LLC
|Axa Advisors, LLC||New York, NY||Sep 2015 - Current||2|
|Prudential Insurance Company Of America||San Diego, CA||Jun 2014 - Sep 2015||1|
|Pruco Securties, LLC||San Diego, CA||Jun 2014 - Sep 2015||1|
|Health Markets||San Diego, CA||Jun 2015 - Jun 2015||< 1|
|New England Securities||San Diego, CA||Jan 2014 - Jun 2014||< 1|
|D.a. Davidson & Company||San Diego, CA||Nov 2013 - Jan 2014||< 1|
|Crowell, Weedon & Company||San Diego, CA||Apr 2013 - Nov 2013||< 1|
|Bank Of America N.a.||San Diego, CA||Sep 2012 - Apr 2013||< 1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||San Diego, CA||Mar 2012 - Apr 2013||1|
|Senior Life Insurance||San Diego, CA||Jan 2012 - Mar 2012||< 1|
|S M S||Buffalo Grove, IL||Aug 2011 - Jan 2012||< 1|
|Logic Sol||San Diego, CA||Sep 2010 - Aug 2011||< 1|
|Ipa||Buffalo Grove, IL||Sep 2007 - Sep 2010||3|
|Burger King Of Poway||Poway, CA||Sep 1992 - Sep 2007||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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