Judith Harlan, financial advisor San Diego CA
77 score

Judith Harlan

CRD Number: 6041618
Current Firm: Msi Financial Services, Inc.

Judith Harlan (CRD# 6041618) is an Investment Advisor Representative working at Msi Financial Services, Inc. in San Diego, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities San Diego, CA Jul 2013 - Current 3
Oasis Outsourcing San Diego, CA Jan 2012 - Jul 2013 1
Homemaker San Diego, CA Jul 2011 - Jan 2012 < 1
Koenig & Strey Chicago, IL Feb 2008 - Jul 2011 3
Baird & Warner Chicago, IL Jun 2005 - Feb 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Judith L. Harlan
Phone Number: 800-638-8378
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Judith Harlan and other advisors.
BADGES
77

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