Karen Saupe, financial advisor San Diego CA
90 score

Karen Saupe

CRD Number: 5991863
Current Firm: Wells Fargo Advisors, LLC

Karen Saupe (CRD# 5991863) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC San Diego, CA Mar 2014 - Current 2
Morgan Stanley Smith Barney San Diego, CA Oct 2011 - Mar 2014 2
Unemployed Carlsbad, CA Jul 2011 - Sep 2011 < 1
Union Bank Carlsbad, CA Oct 2010 - Jun 2011 < 1
San Diego State University San Diego, CA Jan 2007 - Dec 2010 3
Bank Of America San Marcos, CA Jan 2009 - Oct 2009 < 1
San Diego County Credit Union San Diego, CA May 2008 - Jan 2009 < 1
San Diego State University San Diego, CA Jan 2007 - May 2008 1
Extended Travel/unemployed N/a, CA Sep 2004 - Dec 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Karen E. Saupe
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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