Katherine Vint, financial advisor San Diego CA

Katherine Vint

CRD Number: 5522748
Current Firm: Alliancebernstein LP

Katherine Vint (CRD# 5522748) is an Investment Advisor Representative working at Alliancebernstein LP in San Diego, CA and has over 15 years of experience in the finance industry. Katherine Vint has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sanford C. Bernstein & Co, LLC San Diego, CA Oct 2015 - Current 8
Sanford C. Bernstein & Co, LLC New York, NY Apr 2008 - Sep 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2008
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Katherine B. Vint
Phone Number: 615-622-0000
Registered State(s):
  • CA
  • DC
  • FL
  • NY
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    582,388
    MILLIONS
  • Total Number of Accounts
    58,634
    ACCOUNTS
  • Average Account Value
    $9,932,599
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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