Kyle UtheCRD Number: 5896289
Current Firm: Ubs Financial Services Inc.
Kyle Uthe (CRD# 5896289) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 5 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Ubs Financial Services Inc.||San Diego, CA||Aug 2015 - Current||1|
|Lucia Securities, LLC||San Diego, CA||May 2013 - Aug 2015||2|
|Rjl Wealth Management, LLC||San Diego, CA||May 2013 - Aug 2015||2|
|Acrobat Resourcing||San Diego, CA||Apr 2013 - May 2013||< 1|
|Tony's Of Cincinnati||Cincinnati, OH||Jan 2013 - Mar 2013||< 1|
|Knotty Pine On The Bayou||Cold Spring, KY||Jan 2002 - Mar 2013||11|
|Fidelity Brokerage Service LLC||Covington, KY||Feb 2011 - Dec 2012||1|
|Brady & Associates LLC||Cincinnati, OH||Jan 2010 - May 2010||< 1|
|Bootsy's Produced By Jeff Ruby||Cincinnati, OH||Oct 2008 - Aug 2009||< 1|
|Cadillac Ranch||Cincinnati, OH||Jan 2008 - May 2008||< 1|
|Jeff Ruby's Tropicana||Newport, KY||Apr 2006 - Aug 2007||1|
|Southern Electric||Cincinnati, OH||Jan 2007 - Apr 2007||< 1|
|Hollister Company||Newport, KY||Mar 2003 - Oct 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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