Lawrence Palme
CRD Number: 2976241Current Firm: "tate Asset Management" And "dco Wealth Management"
Lawrence Palme (CRD# 2976241) is an Investment Advisor Representative working at "tate Asset Management" And "dco Wealth Management" in Rancho Santa Fe, CA and has over 26 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tate Asset Management | Rancho Santa Fe, CA | Jan 2016 - Current | 8 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jan 2017 | 2 |
| Morgan Stanley Smith Barney | San Diego, CA | Jun 2009 - Jan 2017 | 7 |
| Morgan Stanley & Company Incorporated | San Diego, CA | Sep 2008 - Jan 2017 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1997 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
- CA
-
Total Assets Under Management274MILLIONS
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Total Number of Accounts652ACCOUNTS
-
Average Account Value$420,445
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, HI, TX, UT
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