Mark Halby, financial advisor San Diego CA
96 score

Mark Halby

CRD Number: 5536243
Current Firm: Nautilus Advisors LLC

Mark Halby (CRD# 5536243) is an Investment Advisor Representative working at Nautilus Advisors LLC in San Diego, CA and has over 8 years of experience in the finance industry. Mark Halby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Nautilus Advisors LLC Nautilus, CA Jun 2013 - Current 3
New England Securities San Diego, CA Mar 2008 - Jun 2013 5
Citibank San Diego, CA Jul 2006 - May 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Mark A. Halby
Phone Number: 619-573-4600
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    116
    MILLIONS
  • Total Number of Accounts
    356
    ACCOUNTS
  • Average Account Value
    $325,851
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

CA, LA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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