Patrick Ray, financial advisor San Diego CA
93 score

Patrick Ray

CRD Number: 3168735
Current Firm: The Retirement Group, LLC

Patrick Ray (CRD# 3168735) is an Investment Advisor Representative working at The Retirement Group, LLC in San Diego, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Fsc Securities St. Louis, MO Feb 2011 - Current 5
The Retirement Group, LLC San Diego, CA Nov 2008 - Current 8
Qa3 Financial Corp Omaha, NE Dec 2008 - Feb 2011 2
Securities Service Network, Inc. St. Louis, MO Sep 2006 - Dec 2008 2
The Retirement Group San Diego, CA Oct 2006 - Sep 2008 1
Fsc Securities Corporation Maryville, IL Apr 2003 - Sep 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination Aug 2001
Contact Info for Patrick W. Ray
Phone Number: 800-900-5867
Registered State(s):
  • CA
  • IL
  • MO
By the Numbers
  • Total Assets Under Management
    94
    MILLIONS
  • Total Number of Accounts
    832
    ACCOUNTS
  • Average Account Value
    $112,694
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, ID, IL, KS, LA, MD, MN, MO, MS, MT, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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