Peter FinkCRD Number: 207826
Current Firm: Lpl Financial LLC
Peter Fink (CRD# 207826) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 42 years of experience in the finance industry. Peter Fink has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Lpl Financial LLC||Santa Monica, CA||Jul 2021 - Current||1|
|Lumena Financial Strategies, Inc.||San Diego, CA||Sep 2018 - Jul 2021||2|
|Waddell & Reed, Inc.||Santa Monica, CA||Nov 2012 - Jul 2021||8|
|Various Insurance Carriers For W&r Insurance Agencies||Santa Monica, CA||Nov 2012 - Jul 2021||8|
|Skluth Trust||Santa Monica, CA||Jun 2005 - Jul 2021||16|
|Board Of Governors, City Of Hope||Duarte, CA||Jan 1997 - Jul 2021||24|
|Peter B Fink||Santa Monica, CA||Aug 1990 - Jul 2021||30|
|Ayso||Santa Monica, CA||Sep 1975 - Jul 2021||45|
|Survivors Trust Lefkowitz||Santa Monica, CA||Nov 2008 - Aug 2014||5|
|Wells Fargo Advisors LLC||Santa Monica, CA||May 2009 - Nov 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1979|
|S65||NASAA Investment Advisors Law Examination||Jan 1993|
Total Assets Under Management404,176MILLIONS
Total Number of Accounts1,517,995ACCOUNTS
Average Account Value$266,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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