Roxana Gomez (CRD# 6730732) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 6 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mma Securities LLC | San Diego, CA | Jul 2018 - Current | 5 |
| Marsh & Mclennan Agency | San Diego, CA | Aug 2017 - Current | 6 |
| Marsh & Mclennan Agency | San Diego, CA | May 2015 - Current | 8 |
| Sagepoint Financial, Inc. | San Diego, CA | Mar 2017 - Jul 2018 | 1 |
| Sagepoint Financial | San Diego, CA | Jan 2017 - Jul 2018 | 1 |
| Barney & Barney, A Marsh And Mclennan Agency | San Diego, CA | Nov 2016 - Aug 2017 | < 1 |
| Barney And Barney, A Marsh And Mclennan Agency | San Diego, CA | May 2015 - Nov 2016 | 1 |
| Union Bank Of California | San Diego, CA | Jan 2012 - Jun 2015 | 3 |
| Union Bank | San Diego, CA | Jan 2012 - Jun 2015 | 3 |
| Rubios Fresh Mexican Grill | San Diego, CA | Jun 2008 - Jun 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
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