Saksoknik SopheakCRD Number: 5294029
Current Firm: Msi Financial Services, Inc.
Saksoknik Sopheak (CRD# 5294029) is an Investment Advisor Representative working at Msi Financial Services, Inc. in San Diego, CA and has over 9 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Metlife Securities||San Diego, CA||Sep 2015 - Current||1|
|Unemployed||San Diego, CA||Jun 2015 - Aug 2015||< 1|
|Premier Urgent Care||Exton, PA||Mar 2015 - May 2015||< 1|
|Wells Fargo Advisors LLC||Woodland Hills, CA||Jun 2010 - Mar 2015||4|
|Wells Fargo Bank Na||Woodland Hills, CA||May 2004 - Mar 2015||10|
|Sg Acquisition||Montecito, CA||Jun 2009 - Jan 2010||< 1|
|Wells Fargo Investment||Montecito, CA||Feb 2007 - Jun 2009||2|
|Wells Fargo Bank, N.a.||Montecito, CA||May 2004 - Jun 2009||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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