Shannon Otterbeck (CRD# 4243413) is an Investment Advisor Representative working at Cetera Investment Management LLC in San Diego, CA and has over 21 years of experience in the finance industry.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | San Diego, CA | Sep 2022 - Current | 1 |
| Tower Square Investment Management LLC | El Segundo, CA | Jun 2015 - Current | 8 |
| First Allied Securities Inc. | San Diego, CA | Sep 2007 - Sep 2022 | 15 |
| Cetera Investment Management LLC | San Diego, CA | Jun 2015 - Jun 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2003 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Other
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CA, MN
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