Steffan Dye, financial advisor San Diego CA

Steffan Dye

CRD Number: 4697508
Current Firm: Stifel, Nicolaus & Company, Incorporated

Steffan Dye (CRD# 4697508) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in San Diego, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolas & Co Inc. San Diego, CA Jan 2019 - Current 2
Unemployed Paradise Valley, AZ Nov 2018 - Dec 2018 < 1
Henry+horne Wealth Management Scottsdale, AZ Jan 2018 - Oct 2018 < 1
Independent Financial Group Scottsdale1, AZ Jan 2018 - Oct 2018 < 1
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Ridgewood Securities Corporation Ridgewood, NJ Mar 2007 - Jan 2017 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2007
S65 NASAA Investment Advisors Law Examination Feb 2018
Contact Info for Steffan L. Dye
Phone Number: 314-342-2000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    117,820
    MILLIONS
  • Total Number of Accounts
    279,563
    ACCOUNTS
  • Average Account Value
    $421,444
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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