Thomas Alford, financial advisor San Diego CA

Thomas Alford

CRD Number: 5698146
Current Firm: Resources Investment Advisors

Thomas Alford (CRD# 5698146) is an Investment Advisor Representative working at Resources Investment Advisors in San Diego, CA and has over 11 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Triad Advisors Norcross, GA Jan 2019 - Current 2
Resources Investment Advisors Overland Park, KS Dec 2018 - Current 2
Independent Financial Partners San Diego, CA Jun 2016 - Dec 2018 2
Lpl Financial, LLC San Diego, CA Jun 2016 - Dec 2018 2
Pioneer Investment Management, Inc. Boston, MA Dec 2014 - Jun 2016 1
Independent Financial Partners San Diego, CA Dec 2010 - Nov 2014 3
Lpl Financial LLC San Diego, CA Nov 2010 - Nov 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2009
Contact Info for Thomas J. Alford
Phone Number: 877-742-2021
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    64,798
    MILLIONS
  • Total Number of Accounts
    24,874
    ACCOUNTS
  • Average Account Value
    $2,605,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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