William Mitchell (CRD# 4471952) is an Investment Advisor Representative working at Newedge Advisors in San Diego, CA and has over 5 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 2946276
Lpl Financial LLC
CRD# 1563615
Ubs Financial Services Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Newedge Advisors, LLC | New Orleans, LA | Sep 2023 - Current | 1 |
Goldman Sachs Personal Financial Management | Newport Beach, CA | Jan 2020 - Current | 4 |
Bank Of New York Mellon Wealth Mgmnt | San Diego, CA | Feb 2015 - Jan 2020 | 4 |
Altegris Investments, Inc. | La Jolla, CA | Jan 2014 - Nov 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Jul 2019 |
S63 | Uniform Securities State Law Examination | Jul 2021 |
- CA
- TX
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Total Assets Under Management18,432MILLIONS
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Total Number of Accounts62,249ACCOUNTS
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Average Account Value$296,108
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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