Barbara Noda, financial advisor San Francisco CA
83 score

Barbara Noda

CRD Number: 1951619
Current Firm: Deutsche Bank Securities Inc.

Barbara Noda (CRD# 1951619) is an Investment Advisor Representative working at Deutsche Bank Securities Inc. in San Francisco, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Deutsche Bank Securities Inc. New York, NY Jan 2001 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1991
S65 NASAA Investment Advisors Law Examination Jul 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barbara R. Noda
Phone Number: 212-250-2500
Firm Website: https://www.db.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    5,524
    MILLIONS
  • Total Number of Accounts
    5,921
    ACCOUNTS
  • Average Account Value
    $932,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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