Brandon Smith, financial advisor San Francisco CA
89 score

Brandon Smith

CRD Number: 6184772
Current Firm: Ubs Financial Services Inc.

Brandon Smith (CRD# 6184772) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. San Francisco, CA Apr 2013 - Current 3
Article One Partners, LLC San Francisco, CA Aug 2012 - Apr 2013 < 1
Barulich Dugoni Law Group, Inc. San Mateo, CA May 2012 - Aug 2012 < 1
Rei San Francisco, CA Mar 2012 - May 2012 < 1
Unemployed San Francisco, CA Jan 2012 - Mar 2012 < 1
Williams Coulson Pittsburgh, PA Feb 2010 - Jan 2012 1
Unemployed Pittsburgh, PA Jun 2009 - Feb 2010 < 1
Full Time Education Chicago, IL Aug 2008 - May 2009 < 1
Unemployed Pittsburgh, PA May 2008 - Aug 2008 < 1
Full Time Education Nashville, TN Aug 2007 - May 2008 < 1
Buerger, Moseley, And Carson Franklin, TN May 2007 - Aug 2007 < 1
Full Time Education Nashville, TN Aug 2006 - May 2007 < 1
Attorney General Of Pennsylvania Harrisburg, PA Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
Contact Info for Brandon P. Smith
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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