Delores Lavin, financial advisor San Francisco CA
93 score

Delores Lavin

CRD Number: 1458668
Current Firm: Transamerica Retirement Advisors, LLC

Delores Lavin (CRD# 1458668) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in San Francisco, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Investors Securities Corporation San Francisco, CA Jul 2013 - Current 4
Transamerica Retirement Solutions San Francisco, CA Jun 2013 - Current 4
Unemployed San Francisco, CA Aug 2012 - Jun 2013 < 1
Valic Financial Advisors, Inc. Emeryville, CA Dec 2011 - Aug 2012 < 1
Unemployed Madison, WI Apr 2010 - Nov 2011 1
Wea Investment Services, Inc. Madison, WI May 2003 - Mar 2010 6
Wea Property & Casualty Insurance Company Madison, WI May 2003 - Mar 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Delores A. Lavin
Phone Number: 866-368-0566
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,536
    MILLIONS
  • Total Number of Accounts
    1,013
    ACCOUNTS
  • Average Account Value
    $3,490,703
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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