Elaina SerotteCRD Number: 3249136
Current Firm: Parallel Advisors, LLC
Elaina Serotte (CRD# 3249136) is an Investment Advisor Representative working at Parallel Advisors, LLC in San Francisco, CA and has over 19 years of experience in the finance industry.
Polaris Wealth Advisory Group
Monetary Management Corporation
Perigon Wealth Management, LLC
|Parallel Advisors, LLC||San Francisco, CA||Mar 2018 - Current||3|
|Golub Group||San Mateo, CA||Jan 2014 - Jan 2018||4|
|Mass Mutual Life Insurance||Spfld, MA||Dec 2001 - Jan 2014||12|
|Mml Investors Services Inc.||Walnut Creek, CA||Dec 2001 - Jan 2014||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3,812MILLIONS
Total Number of Accounts8,129ACCOUNTS
Average Account Value$468,887
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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