James Conway (CRD# 5019263) is an Investment Advisor Representative working at Lumbard & Kellner, LLC in Hollis, NH and has over 18 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 1350047
Legacy Financial Solutions, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lumbard & Kellner, LLC | Hollis, NH | Oct 2020 - Current | 3 |
| Fc Advisors | San Francisco, CA | Jul 2015 - Oct 2020 | 5 |
| Pioneer Institutional Asset Management, Inc. | Boston, MA | Apr 2006 - Jul 2015 | 9 |
| Pioneer Funds Distributor, Inc. | Boston, MA | Aug 2005 - Jul 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2005 |
- NH
-
Total Assets Under Management351MILLIONS
-
Total Number of Accounts113ACCOUNTS
-
Average Account Value$3,105,602
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, IL, MA, NH, TX
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