Jodie Lu (CRD# 6906032) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 5 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco, CA | Aug 2021 - Current | 2 |
| Ubs Financial Services Inc. | San Francisco, CA | Sep 2018 - Aug 2021 | 2 |
| Ubs Financial Services Inc. | San Francisco, CA | Feb 2018 - Aug 2018 | < 1 |
| Unemployment | Long Beach, CA | Sep 2017 - Jan 2018 | < 1 |
| Goldman Sachs 10,000 Small Businesses | Long Beach, CA | Jun 2016 - Aug 2017 | 1 |
| Education | San Jose, Santa Monica, Long Beach, CA | Aug 2007 - Jul 2017 | 9 |
| Csulb Alpha Kappa Psi Fraternity | Long Beach, CA | Dec 2015 - May 2016 | < 1 |
| Farmers Insurance | Redondo Beach, CA | Nov 2014 - May 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2019 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2019 |
- CA
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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