Joseph Haley, financial advisor San Francisco CA
90 score

Joseph Haley

CRD Number: 6133632
Current Firm: E*trade Capital Management, LLC

Joseph Haley (CRD# 6133632) is an Investment Advisor Representative working at E*trade Capital Management, LLC in San Francisco, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC San Francisco, CA Apr 2016 - Current < 1
E*trade Securities LLC San Francisco, CA Apr 2016 - Current < 1
Bank Of America, N.a. Berkeley, CA May 2013 - Apr 2016 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Berkeley, CA Oct 2012 - Apr 2016 3
Unemployed Danville, CA Jan 2012 - Sep 2012 < 1
Cdi Corporation Philadelphia, PA Dec 2010 - Dec 2011 1
Strategic Staffing Solutions Detroit, MI Apr 2010 - Nov 2010 < 1
Unemployed Danville, CA Nov 2009 - Mar 2010 < 1
Hicks Consulting Group Walnut Creek, CA Sep 2009 - Oct 2009 < 1
Matrix Resources Atlanta, GA Jun 2007 - Aug 2009 2
Tac Worldwide San Francisco, CA Mar 2005 - May 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Joseph D. Haley
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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