Justin SmithCRD Number: 3034605
Current Firm: Morgan Stanley
Justin Smith (CRD# 3034605) is an Investment Advisor Representative working at Morgan Stanley in San Francisco, CA and has over 23 years of experience in the finance industry.
Polaris Wealth Advisory Group
Monetary Management Corporation
Perigon Wealth Management, LLC
|Morgan Stanley Private Bank, N.a||New York, NY||Nov 2021 - Current||< 1|
|Morgan Stanley Smith Barney LLC||San Francisco, CA||Oct 2021 - Current||< 1|
|Wells Fargo Clearing Services, LLC||San Francisco, CA||Nov 2016 - Oct 2021||4|
|Wells Fargo Advisors, LLC||San Francisco, CA||Feb 2016 - Nov 2016||< 1|
|Credit Suisse Securities (usa) LLC||San Francisco, CA||Feb 2008 - Feb 2016||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Jan 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,311,935MILLIONS
Total Number of Accounts2,129,899ACCOUNTS
Average Account Value$615,961
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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