Katharine Becker CockingCRD Number: 6129931
Current Firm: Westend Capital Management, LLC
Katharine Becker Cocking (CRD# 6129931) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Francisco, CA and has over 4 years of experience in the finance industry.
Blossom Wealth Management, LLC
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Westend Capital Management||San Francisco, CA||Oct 2014 - Current||2|
|Unemployed||San Francisco, CA||May 2014 - Sep 2014||< 1|
|Morgan Stanley||San Francisco, CA||Jun 2013 - May 2014||< 1|
|Morgan Stanley Wealth Management||Beverly Hills, CA||Oct 2012 - Jun 2013||< 1|
|Unemployed||Los Angeles, CA||Jun 2012 - Oct 2012||< 1|
|Ucla||Los Angeles, CA||Aug 2011 - Jun 2012||< 1|
|Colony Capital LLC||Los Angeles, CA||Jun 2011 - Aug 2011||< 1|
|Ucla||Los Angeles, CA||Aug 2010 - Jun 2011||< 1|
|Sbe||Los Angeles, CA||Jun 2010 - Aug 2010||< 1|
|Fox||Los Angeles, CA||Feb 2010 - Jun 2010||< 1|
|Sbe||Los Angeles, CA||Sep 2009 - Feb 2010||< 1|
|Ucla||Los Angeles, CA||Aug 2008 - Sep 2009||1|
|Unemployed||Larkspur, CA||Jun 2008 - Aug 2008||< 1|
|Redwood High School||Larkspur, CA||Aug 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management81MILLIONS
Total Number of Accounts196ACCOUNTS
Average Account Value$415,274
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, NJ, TX
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.