Katharine Becker CockingCRD Number: 6129931
Current Firm: Westend Capital Management, LLC
Katharine Becker Cocking (CRD# 6129931) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Francisco, CA and has over 3 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|Westend Capital Management||San Francisco, CA||Oct 2014 - Current||2|
|Unemployed||San Francisco, CA||May 2014 - Sep 2014||< 1|
|Morgan Stanley||San Francisco, CA||Jun 2013 - May 2014||< 1|
|Morgan Stanley Wealth Management||Beverly Hills, CA||Oct 2012 - Jun 2013||< 1|
|Unemployed||Los Angeles, CA||Jun 2012 - Oct 2012||< 1|
|Ucla||Los Angeles, CA||Aug 2011 - Jun 2012||< 1|
|Colony Capital LLC||Los Angeles, CA||Jun 2011 - Aug 2011||< 1|
|Ucla||Los Angeles, CA||Aug 2010 - Jun 2011||< 1|
|Sbe||Los Angeles, CA||Jun 2010 - Aug 2010||< 1|
|Fox||Los Angeles, CA||Feb 2010 - Jun 2010||< 1|
|Sbe||Los Angeles, CA||Sep 2009 - Feb 2010||< 1|
|Ucla||Los Angeles, CA||Aug 2008 - Sep 2009||1|
|Unemployed||Larkspur, CA||Jun 2008 - Aug 2008||< 1|
|Redwood High School||Larkspur, CA||Aug 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management81MILLIONS
Total Number of Accounts196ACCOUNTS
Average Account Value$415,274
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, NJ, TX
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