Katharine Becker Cocking, financial advisor San Francisco CA
95 score

Katharine Becker Cocking

CRD Number: 6129931
Current Firm: Westend Capital Management, LLC

Katharine Becker Cocking (CRD# 6129931) is an Investment Advisor Representative working at Westend Capital Management, LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Westend Capital Management San Francisco, CA Oct 2014 - Current 3
Unemployed San Francisco, CA May 2014 - Sep 2014 < 1
Morgan Stanley San Francisco, CA Jun 2013 - May 2014 < 1
Morgan Stanley Wealth Management Beverly Hills, CA Oct 2012 - Jun 2013 < 1
Unemployed Los Angeles, CA Jun 2012 - Oct 2012 < 1
Ucla Los Angeles, CA Aug 2011 - Jun 2012 < 1
Colony Capital LLC Los Angeles, CA Jun 2011 - Aug 2011 < 1
Ucla Los Angeles, CA Aug 2010 - Jun 2011 < 1
Sbe Los Angeles, CA Jun 2010 - Aug 2010 < 1
Fox Los Angeles, CA Feb 2010 - Jun 2010 < 1
Sbe Los Angeles, CA Sep 2009 - Feb 2010 < 1
Ucla Los Angeles, CA Aug 2008 - Sep 2009 1
Unemployed Larkspur, CA Jun 2008 - Aug 2008 < 1
Redwood High School Larkspur, CA Aug 2004 - Jun 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Katharine S. Becker Cocking
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States


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