Kelly Johnson (CRD# 4431711) is an Investment Advisor Representative working at Charles Schwab Investment Management, Inc. in Mission Viejo, CA and has over 22 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab Investment Management, Inc. | Mission Viejo, CA | Dec 2020 - Current | 3 |
| Charles Schwab & Company, Inc. | Newport Beach, CA | Feb 2020 - Dec 2020 | < 1 |
| Charles Schwab Investment Advisory, Inc. | Newport Beach, CA | Jan 2018 - Dec 2020 | 2 |
| Thomaspartners, Inc. | Boston, MA | Jun 2017 - Mar 2018 | < 1 |
| Windhaven Investment Management | Boston, MA | Jun 2017 - Mar 2018 | < 1 |
| Charles Schwab & Company, Inc. | Brea, CA | Feb 2016 - May 2017 | 1 |
| Charles Schwab Bank | Brea, CA | Feb 2016 - May 2017 | 1 |
| City National Rochdale | Irvine, CA | Jan 2015 - Jan 2016 | 1 |
| Pimco Investments LLC | Newport Beach, CA | Feb 2011 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,098,805MILLIONS
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Total Number of Accounts304,509ACCOUNTS
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Average Account Value$3,608,450
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
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- Selection of other advisers (including private fund managers)
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