Lauren West, financial advisor San Francisco CA

Lauren West

CRD Number: 5777997
Current Firm: J.p. Morgan Securities LLC

Lauren West (CRD# 5777997) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Francisco, CA and has over 13 years of experience in the finance industry. Lauren West has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J.p. Morgan Securities LLC San Francisco, CA Sep 2023 - Current < 1
First Republic Securities Company, LLC San Francisco, CA Mar 2016 - Current 8
First Republic Investment Management, Inc. San Francisco, CA Mar 2016 - Current 8
J.p. Morgan Securities LLC San Rafael, CA Oct 2012 - Mar 2016 3
Jpmorgan Chase Bank Na Martinez, CA Apr 2010 - Mar 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2010
Contact Info for Lauren K. West
Phone Number: 800-999-2000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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