Lu YuanCRD Number: 6006906
Current Firm: J.p. Morgan Securities LLC
Lu Yuan (CRD# 6006906) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Francisco, CA and has over 5 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|Jp Morgan Securities LLC||San Francisco, CA||Feb 2014 - Current||2|
|Jpmorgan Chase Bank||San Francisco, CA||Feb 2014 - Current||2|
|Metlife Securities Inc.||San Jose, CA||Dec 2011 - Feb 2014||2|
|Luca International Group||Fremont, CA||Apr 2011 - Dec 2011||< 1|
|Unemployed||San Francisco, CA||Oct 2010 - Apr 2011||< 1|
|Unemployed||Shanghai,||Aug 2010 - Oct 2010||< 1|
|Hong Yang Ship Institute||Shanghai,||Jul 2007 - Aug 2010||3|
|Fci Inc.||Shanghai,||Jul 2006 - Jul 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2010|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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