Marc Steinberg, financial advisor San Francisco CA
93 score

Marc Steinberg

CRD Number: 5423644
Current Firm: Td Ameritrade, Inc.

Marc Steinberg (CRD# 5423644) is an Investment Advisor Representative working at Td Ameritrade, Inc. in San Francisco, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade, Inc. San Rafael, CA Feb 2011 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco, CA Oct 2009 - Feb 2011 1
Bank Of America N.a Walnut Creek, CA Jun 2008 - Oct 2009 1
Banc Of America Investment Services, Ic Walnut Creek, CA Jun 2008 - Oct 2009 1
Unemployed Oakland, CA Jan 2008 - Jun 2008 < 1
Wells Fargo Investments, LLC Oakland/berkeley, CA Sep 2007 - Jan 2008 < 1
Wells Fargo Bank Oakland/berkeley, CA Jul 2007 - Jan 2008 < 1
Bank Of America Dublin, CA Sep 2006 - Jul 2007 < 1
Broadcast Realty Albuquerque, NM Aug 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Marc E. Steinberg
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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