Mark Degregorio, financial advisor San Francisco CA
70 score

Mark Degregorio

CRD Number: 5568676
Current Firm: Rbc Capital Markets, LLC

Mark Degregorio (CRD# 5568676) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC San Francisco, CA Oct 2013 - Current 3
Tdameritrade, Inc. San Mateo, CA Apr 2012 - Oct 2013 1
Various Insurance Carriers For W & R Insurance Agencies Woodside, CA Jan 2011 - Mar 2012 1
Waddell And Reed, Inc. San Mateo, CA Oct 2010 - Mar 2012 1
Unemployed Woodside, CA Jun 2010 - Oct 2010 < 1
University Of Arizona Tucson, AZ Jun 2005 - Jun 2010 5
Degregorio & Company San Carlos, CA Dec 2009 - Apr 2010 < 1
Ubs Financial Services Palo Alto, CA Apr 2008 - Aug 2008 < 1
Complete Linen South San Francisco, CA Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Mark T. Degregorio
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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