Nathan Roozee, financial advisor San Francisco CA
93 score

Nathan Roozee

CRD Number: 6097347
Current Firm: E*trade Capital Management, LLC

Nathan Roozee (CRD# 6097347) is an Investment Advisor Representative working at E*trade Capital Management, LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC San Francisco, CA Oct 2014 - Current 3
E*trade Capital Management LLC San Francisco, CA Oct 2014 - Current 3
Unemployed Concord, CA Jun 2014 - Oct 2014 < 1
Morgan Stanley Smith Barney Walnut Creek, CA Jun 2012 - May 2014 1
Specialty Sales Classics, Inc. San Carlos, CA Feb 2009 - Jun 2012 3
Unemployed Walnut Creek, CA Jan 2009 - Feb 2009 < 1
Full-time Education Chico, CA Aug 2005 - Dec 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Nathan A. Roozee
Phone Number: 646-521-4300
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,445
    MILLIONS
  • Total Number of Accounts
    29,958
    ACCOUNTS
  • Average Account Value
    $181,751
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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