Neil Kay (CRD# 6101164) is an Investment Advisor Representative working at Old Vine Capital in Austin, TX and has over 11 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Kara Investing | New Albany, OH | Oct 2021 - Current | 2 |
Old Vine Capital, LLC | Austin, TX | Apr 2017 - Current | 7 |
John Hancock Advisers, LLC | Boston, MA | Nov 2018 - May 2019 | < 1 |
John Hancock Investment Management Distributors LLC | Boston, MA | Apr 2017 - May 2019 | 2 |
Hartford Funds Distributors, LLC | Radnor, PA | Jul 2016 - Apr 2017 | < 1 |
Lattice Strategies LLC | San Francisco, CA | Jun 2015 - Jul 2016 | 1 |
Alps Distributors, Inc. | San Francisco, CA | Jun 2015 - Jul 2016 | 1 |
Blackrock Investments, LLC | San Francisco, CA | May 2013 - May 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2013 |
S65 | NASAA Investment Advisors Law Examination | Aug 2012 |
- CA
- TX
-
Total Assets Under Management85MILLIONS
-
Total Number of Accounts181ACCOUNTS
-
Average Account Value$468,335
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, TX
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