Patrick Galligan, financial advisor San Francisco CA
93 score

Patrick Galligan

CRD Number: 5374894
Current Firm: Ubs Financial Services Inc.

Patrick Galligan (CRD# 5374894) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. San Francisco, CA Nov 2013 - Current 3
Ubs Financial Services Inc. San Francisco, CA Jul 2008 - Nov 2013 5
University Of Colorado At Boulder Boulder, CO Aug 2004 - May 2008 3
Ubs Financial Services San Francisco, CA Jun 2007 - Aug 2007 < 1
Pizza Antica Lafayette, CA May 2007 - Jun 2007 < 1
Club At The Claremont Berkeley, CA May 2006 - Aug 2006 < 1
Pizza Antica Lafayette, CA May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for Patrick J. Galligan
Phone Number: 201-352-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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