Paulina Wong, financial advisor San Francisco CA
90 score

Paulina Wong

CRD Number: 5971223
Current Firm: Neuberger Berman LLC

Paulina Wong (CRD# 5971223) is an Investment Advisor Representative working at Neuberger Berman LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Neuberger Berman LLC San Francisco, CA May 2015 - Current 1
Ubs Financial Services Inc. San Mateo, CA Apr 2014 - May 2015 1
Credit Suisse Securities (usa) LLC San Francisco, CA Jul 2012 - Apr 2014 1
Rand & Associates, LLC San Francisco, CA Jul 2011 - Jul 2012 1
Sf Sentry Securities, Inc. San Francisco, CA May 2011 - Jul 2012 1
San Francisco Sentry Investment Group San Francisco, CA May 2011 - Jul 2012 1
Hsbc Bank San Francisco, CA Jan 2011 - May 2011 < 1
Macy's San Francisco, CA Sep 2007 - May 2011 3
San Francisco State University San Francisco, CA Aug 2007 - Dec 2010 3
Social Security Administration San Francisco, CA Jun 2009 - Sep 2009 < 1
Social Security Administration San Francisco, CA Jul 2007 - Sep 2007 < 1
Student San Francisco, CA Jan 2000 - May 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Paulina Wong
Phone Number: 212-476-9000
Firm Website: http://www.nb.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    52,626
    MILLIONS
  • Total Number of Accounts
    40,700
    ACCOUNTS
  • Average Account Value
    $1,293,032
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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