Samuel ShephardCRD Number: 5979037
Current Firm: First Republic Investment Management, Inc.
Samuel Shephard (CRD# 5979037) is an Investment Advisor Representative working at First Republic Investment Management, Inc. in San Francisco, CA and has over 5 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|First Republic Securities Company, LLC||Los Angeles, CA||Jan 2013 - Current||4|
|Luminous Capital, LLC||Los Angeles, CA||Aug 2011 - Dec 2012||1|
|Convergent Wealth Advisors||Century City, CA||Jun 2011 - Jul 2011||< 1|
|Vanderbilt University||Nashville, TN||Aug 2007 - May 2011||3|
|Dreamworks Animation||Glendale, CA||Jun 2010 - Aug 2010||< 1|
|Guardian Global Investments, LLC||Ontario, CA||Jun 2009 - Aug 2009||< 1|
|All Coast Construction||Malibu, CA||Jun 2008 - Aug 2008||< 1|
|Shephard & Associates||Los Angeles, CA||Jun 2007 - Aug 2007||< 1|
|Crossroads School||Santa Monica, CA||Sep 2001 - May 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2013|
|S65||NASAA Investment Advisors Law Examination||Dec 2011|
Total Assets Under Management47,211MILLIONS
Total Number of Accounts31,062ACCOUNTS
Average Account Value$1,519,892
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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