Sao Tran, financial advisor San Francisco CA
93 score

Sao Tran

CRD Number: 5890786
Current Firm: San Francisco Sentry Investment Group

Sao Tran (CRD# 5890786) is an Investment Advisor Representative working at San Francisco Sentry Investment Group in San Francisco, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Sf Sentry Securities, Inc. San Francisco, CA Aug 2014 - Current 2
San Francisco Sentry Investment Group San Francisco, CA Aug 2014 - Current 2
Three Bell Capital LLC Los Altos, CA Jan 2014 - Aug 2014 < 1
Emerson Equity LLC San Mateo, CA Dec 2013 - Aug 2014 < 1
Morgan Stanley Smith Barney Palo Alto, CA Feb 2011 - Dec 2013 2
Self-employed San Francisco, CA Sep 2010 - Feb 2011 < 1
International Investment And Trade Promotion Cente Ho Chi Minh, Nov 2009 - Nov 2010 1
Travel London, Jul 2009 - Nov 2009 < 1
Mohler, Nixon Williams Campbell, CA Jul 2007 - Jul 2009 2
Travel Shanghai, Jun 2007 - Jul 2007 < 1
Applied Materials Santa Clara, CA Jan 2006 - Jun 2007 1
San Jose State University San Jose, CA Aug 2004 - Jun 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Sao M. Tran
Phone Number: 415-229-9000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    237
    MILLIONS
  • Total Number of Accounts
    284
    ACCOUNTS
  • Average Account Value
    $833,467
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CT, FL, HI, MD, NM, NY, OR, TX, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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