Sao Tran, financial advisor San Francisco CA
93 score

Sao Tran

CRD Number: 5890786
Current Firm: San Francisco Sentry Investment Group

Sao Tran (CRD# 5890786) is an Investment Advisor Representative working at San Francisco Sentry Investment Group in San Francisco, CA and has over 7 years of experience in the finance industry.

Similar Advisors
John McNertney, financial advisor San Francisco CA
John T. McNertney
CRD# 2289402
Polaris Greystone Financial Group, LLC
Similar Advisors
Jennifer Davis, financial advisor San Francisco CA
Jennifer A. Davis
CRD# 2481766
Skyoak Wealth Management, Inc.
Similar Advisors
George Salter II, financial advisor San Francisco CA
George A. Salter II
CRD# 4512665
Blossom Wealth Management, LLC
Company Name Location Dates Years
Sf Sentry Securities, Inc. San Francisco, CA Aug 2014 - Current 3
San Francisco Sentry Investment Group San Francisco, CA Aug 2014 - Current 3
Three Bell Capital LLC Los Altos, CA Jan 2014 - Aug 2014 < 1
Emerson Equity LLC San Mateo, CA Dec 2013 - Aug 2014 < 1
Morgan Stanley Smith Barney Palo Alto, CA Feb 2011 - Dec 2013 2
Self-employed San Francisco, CA Sep 2010 - Feb 2011 < 1
International Investment And Trade Promotion Cente Ho Chi Minh, Nov 2009 - Nov 2010 1
Travel London, Jul 2009 - Nov 2009 < 1
Mohler, Nixon Williams Campbell, CA Jul 2007 - Jul 2009 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Sao M. Tran
Phone Number: 415-229-9000
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.