Steve Lee, financial advisor San Francisco CA
93 score

Steve Lee

CRD Number: 5523620
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis

Steve Lee (CRD# 5523620) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in San Francisco, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of The West San Francisco, CA May 2013 - Current 3
Bancwest Investment Services San Francisco, CA May 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yorba Linda, CA Jan 2012 - Mar 2013 1
Union Bank Of California San Diego, CA Jan 2005 - Jan 2012 7
Unionbanc Investment Services San Diego, CA Apr 2008 - Aug 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Steve Lee
Phone Number: 800-338-3919
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    896
    MILLIONS
  • Total Number of Accounts
    5,218
    ACCOUNTS
  • Average Account Value
    $171,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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