Thomas Balistreri (CRD# 1349647) is an Investment Advisor Representative working at Principal Securities, Inc. in San Francisco, CA and has over 23 years of experience in the finance industry.
CRD# 4512665
Blossom Wealth Management, LLC
Score
108
CRD# 2040384
Jurika, Mills & Keifer, LLC
Score
107
CRD# 4105009
Lowery Thomas, LLC
Score
107
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | San Francisco, CA | Apr 2015 - Current | 2 |
| Princor Financial Services Corporation | San Francisco, CA | Apr 2015 - Current | 2 |
| Boom Planning | San Francisco, CA | Nov 2014 - Apr 2015 | < 1 |
| 20/20 Financial Advisers, LLC | San Francisco, CA | Nov 2014 - Apr 2015 | < 1 |
| Ameritas Investment Corp | Lincoln, NE | Aug 2011 - Apr 2015 | 3 |
| Cornerstone Financial Services LLC | Renton, WA | Jul 2011 - Apr 2015 | 3 |
| Ameritas Life Insurance Corp | Lincoln, NE | Apr 2011 - Apr 2015 | 4 |
| Thomas Anthony Insurance Services | San Rafael, CA | Nov 2008 - Apr 2015 | 6 |
| Union Central Life Insurance | Cincinnati, OH | Apr 2011 - Dec 2011 | < 1 |
| Acacia Life Insurance | Bethesda, MD | Apr 2011 - Dec 2011 | < 1 |
| R. W. Towt & Associates | San Diego, CA | Mar 2009 - Oct 2010 | 1 |
| New York Life Ins Co | San Francisco, CA | Apr 1995 - Nov 2008 | 13 |
| Nylife Securities Inc. | San Francisco, CA | Apr 1995 - Nov 2008 | 13 |
| Blue Cabin Corp. | Milwaukee, WI | Sep 1988 - Nov 2008 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1994 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- Customer Dispute
- CA
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Total Assets Under Management1,622MILLIONS
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Total Number of Accounts15,486ACCOUNTS
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Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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