Thomas Van Dyck, financial advisor San Francisco CA
93 score

Thomas Van Dyck

CRD Number: 1225822
Current Firm: Rbc Capital Markets, LLC

Thomas Van Dyck (CRD# 1225822) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Francisco, CA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation San Francisco, CA Mar 2008 - Current 8
Rbc Dain Rauscher San Francisco, CA Aug 2006 - Mar 2008 1
Ubs Financial Services Inc. San Francisco, CA Aug 2006 - Aug 2006 < 1
Piper Jaffray Inc. San Francisco, CA Apr 1997 - Aug 2006 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1984
S65 NASAA Investment Advisors Law Examination Jan 2003
Contact Info for Thomas W. Van Dyck
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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