Xiaojie Chen (CRD# 6203635) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Miami, FL and has over 9 years of experience in the finance industry.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Citi Group | San Francisco, CA | Feb 2022 - Current | 2 |
| Charles Schwab & Company, Inc. | Berkeley, CA | Dec 2019 - Jan 2022 | 2 |
| Charles Schwab Bank | Berkeley, CA | Dec 2019 - Jan 2022 | 2 |
| Citi Ipb U.s. | San Francisco, CA | Feb 2019 - Nov 2019 | < 1 |
| Sterling Bank &trust | San Francisco, CA | Oct 2016 - Jan 2019 | 2 |
| Quantum Capital Management | San Francisco, CA | May 2013 - Oct 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2014 |
| S63 | Uniform Securities State Law Examination | Oct 2018 |
- CA
- NV
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Total Assets Under Management40,516MILLIONS
-
Total Number of Accounts53,880ACCOUNTS
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Average Account Value$751,976
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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