Yen Wu, financial advisor San Francisco CA
68 score

Yen Wu

CRD Number: 5393970
Current Firm: Robertson Stephens Advisors

Yen Wu (CRD# 5393970) is an Investment Advisor Representative working at Robertson Stephens Advisors in San Francisco, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Robertson Stephens San Francisco, CA Jan 2016 - Current < 1
Credit Suisse Lending LLC San Francisco, CA Jul 2014 - Nov 2015 1
Credit Suisse Securities (usa) LLC San Francisco, CA May 2011 - Nov 2015 4
Asia Foundation San Francisco, CA Apr 2009 - May 2011 2
Morgan Stanley & Company Incorp San Francisco, CA Aug 2007 - Jun 2009 1
New York University New York, NY Aug 2005 - Jun 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Yen Wu
Phone Number: 415 500-6810
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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