Yen Wu (CRD# 5393970) is an Investment Advisor Representative working at 1n Capital, LLC in Hillsborough, CA and has over 16 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| 1n Capital, LLC | San Francisco, CA | Jul 2020 - Current | 3 |
| Intellectus Partners, LLC | San Fransisco, CA | Jun 2017 - Jul 2020 | 3 |
| Oceaniq Capital LLC | Redwood Shores, CA | May 2016 - Jun 2017 | 1 |
| Robertson Stephens | San Francisco, CA | Jan 2016 - Jun 2017 | 1 |
| Credit Suisse Lending LLC | San Francisco, CA | Jul 2014 - Nov 2015 | 1 |
| Credit Suisse Securities (usa) LLC | San Francisco, CA | May 2011 - Nov 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management106MILLIONS
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Total Number of Accounts43ACCOUNTS
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Average Account Value$2,475,123
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
CA, TX
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