Yichuan Li (CRD# 5922896) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Beverly Hills, CA and has over 12 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Citigroup | Fremont, CA | Jul 2020 - Current | 3 |
| Hilltop Securities Inc. | Dallas, TX | Apr 2020 - Current | 4 |
| U.s. Bank | Walnut Creek, CA | Oct 2018 - Feb 2020 | 1 |
| Unemployed | El Cerrito, CA | Aug 2018 - Oct 2018 | < 1 |
| Morgan Stanley Smith Barney LLC | Pasadena, CA | Apr 2018 - Aug 2018 | < 1 |
| Unemployed | El Cerrito, CA | Jul 2017 - Mar 2018 | < 1 |
| Robert Half Financial Services | Oakland, CA | Jan 2017 - Jul 2017 | < 1 |
| Jp Morgan Securities, LLC | Oakland, CA | Nov 2016 - Jan 2017 | < 1 |
| Unemployed | Tiburon, CA | Sep 2016 - Oct 2016 | < 1 |
| Bank Of America, N.a. | San Francisco, CA | Jun 2016 - Aug 2016 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco, CA | Jun 2016 - Aug 2016 | < 1 |
| Unemployed | Daly City, CA | Apr 2016 - May 2016 | < 1 |
| Hsbc Bank Usa N.a. | Millbrae, CA | Oct 2015 - Mar 2016 | < 1 |
| Hsbc Securities (usa) Inc. | Millbrae, CA | Oct 2015 - Mar 2016 | < 1 |
| Citigold International | San Francisco, CA | Apr 2014 - Oct 2015 | 1 |
| Citigroup Global Markets, Inc. | San Francisco, CA | Apr 2014 - Oct 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2014 |
- CA
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Total Assets Under Management40,516MILLIONS
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Total Number of Accounts53,880ACCOUNTS
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Average Account Value$751,976
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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