Shiow-yun Wu, financial advisor San Gabriel CA

Shiow-yun Wu

CRD Number: 5915760
Current Firm: Independent Financial Group, LLC

Shiow-yun Wu (CRD# 5915760) is an Investment Advisor Representative working at Independent Financial Group, LLC in San Gabriel, CA and has over 10 years of experience in the finance industry.

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Independent Financial Group San Gabriel, CA Jan 2022 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Jun 2021 - Dec 2021 < 1
Voya Financial Advisors, Inc. Mission Hills, CA Jan 2020 - Jun 2021 1
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Royal Alliance Associates, Inc. Lafayette, CA Nov 2018 - Oct 2019 < 1
Sii Lafayette, CA Oct 2018 - Nov 2018 < 1
Jk Financial Inc. Norco, CA Jan 2013 - Oct 2018 5
United Alliance Walnut, CA Sep 2010 - Oct 2012 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Shiow-yun C. Wu
Phone Number: 858-436-3180
Firm Website: https://www.ifgsd.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,647
    MILLIONS
  • Total Number of Accounts
    20,980
    ACCOUNTS
  • Average Account Value
    $316,813
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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