Arthur Feather, financial advisor San Jose CA

Arthur Feather

CRD Number: 6335815
Current Firm: Transamerica Financial Advisors, Inc.
Compensation Model: Both
Arthur Feather (CRD# 6335815) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in San Jose, CA and has over 4 years of experience in the finance industry.
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Company Name Location Dates Years
Pinnacle Leadership Development San Jose, CA Mar 2016 - Current 4
Transamerica Financial Advisors, Inc. San Jose, CA May 2014 - Current 6
St. Luke's Episcopal Church Los Gatos, CA Feb 2014 - Current 6
World Financial Group, Inc. San Jose, CA Dec 2012 - Current 8
Jbns Ltd London, Apr 2010 - Current 10
Rental Property Monte Sereno, CA Apr 2008 - Current 12
Arthur Feather Consulting Monte Sereno, CA Sep 2009 - Oct 2013 4
Student Monte Sereno, CA Feb 2012 - Aug 2013 1
Cisco Systems, Inc. San Jose, CA Feb 1992 - Aug 2009 17
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2014
S63 Uniform Securities State Law Examination May 2014
S6 Investment Company and Variable Contracts Products Representative Examination (IR) May 2014
S26 Investment Company and Variable Contracts Products Principal Examination (IP) Oct 2015
Contact Info for Arthur E. Feather
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,298
    MILLIONS
  • Total Number of Accounts
    54,800
    ACCOUNTS
  • Average Account Value
    $23,680
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Transamerica Financial Advisors, Inc. financial professionals may only transact business in states where they are registered. Any individual communicating trying to effect a transaction in securities or the rendering of personalized investment advice for compensation will not be made to persons in states where the financial professional is not registered.

Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Member FINRA, SIPC, and Registered Investment Advisor. Non-Securities products and services are not offered through TFA.
TFG010662-03/17

www.finra.org
www.sipc.org

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