Carl Lamb (CRD# 5020667) is an Investment Advisor Representative working at Allworth Financial, LP in San Diego, CA and has over 18 years of experience in the finance industry. Carl Lamb has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4903966
Western Wealth Management LLC
CRD# 5727391
Oneamerica Securities, Inc.
CRD# 4503027
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Allworth Financial | Sacramento, CA | Dec 2018 - Current | 5 |
| Aw Securities | Sacramento, CA | Dec 2018 - Current | 5 |
| Unemployed | San Diego, CA | Sep 2018 - Dec 2018 | < 1 |
| Lpl Financial | San Diego, CA | Jun 2018 - Sep 2018 | < 1 |
| Loring Ward Securities Inc. | San Jose, CA | Jan 2011 - Jun 2018 | 7 |
| Lwi Financial Inc. | San Jose, CA | Jan 2011 - Jun 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2005 |
- CA
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Total Assets Under Management19,314MILLIONS
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Total Number of Accounts66,085ACCOUNTS
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Average Account Value$292,255
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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