Carrie OnoratoCRD Number: 1127356
Current Firm: Voya Financial Advisors, Inc.
Carrie Onorato (CRD# 1127356) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in San Jose, CA and has over 22 years of experience in the finance industry.
Altos Investments, Inc.
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Southwest Airlines||Las Vegas, NV||Apr 2016 - Current||1|
|Voya Financial Advisors||Las Vegas, NV||Sep 2014 - Current||2|
|Ing Financial Partners, Inc.||Las Vegas, NV||Jan 2011 - Sep 2014||3|
|Ing Financial Advisers, LLC||Henderson, NV||Oct 2010 - Dec 2010||< 1|
|Ing||Las Vegas, NV||Oct 2010 - Dec 2010||< 1|
|Ing Financial Advisers, LLC||N Las Vegas, NV||May 2002 - Oct 2010||8|
|Ing||N Las Vegas, NV||Jan 2002 - Oct 2010||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1994|
|S65||NASAA Investment Advisors Law Examination||Oct 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV