Cheryl JamesCRD Number: 7110420
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cheryl James (CRD# 7110420) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Jose, CA and has over 3 years of experience in the finance industry.
Lpl Financial LLC
Fidelity Personal And Workplace Advisors
Lpl Financial LLC
|Bank Of America, N.a.||San Jose, CA||May 2019 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Jose, CA||Apr 2019 - Current||3|
|Self Employed (1099) - World Financial Group||San Jose, CA||Aug 2014 - Apr 2019||4|
|Calix Inc.||San Jose, CA||Jan 2015 - Apr 2017||2|
|Unemployed||San Jose, CA||Jun 2014 - Jan 2015||< 1|
|Infinera Corporation||Sunnyvale, CA||May 2007 - Jun 2014||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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