David BrockCRD Number: 6037706
Current Firm: Thrivent Investment Management Inc.
David Brock (CRD# 6037706) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in San Jose, CA and has over 5 years of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Thrivent Financial For Lutherans||Appleton, WI||Sep 2012 - Current||5|
|Thrivent Investment Management Inc.||San Jose, CA||May 2012 - Current||5|
|Thrivent Financial For Lutherans||Appleton, WI||Jul 2012 - Sep 2012||< 1|
|California State Automobile Association||Los Gatos, CA||Jan 2004 - Jul 2012||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
- Criminal Record
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses