Jeff Liao, financial advisor San Jose CA
89 score

Jeff Liao

CRD Number: 6140107
Current Firm: Hsbc Securities (usa) Inc.

Jeff Liao (CRD# 6140107) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in San Jose, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa N.a. Mountain View, CA May 2016 - Current < 1
Hsbc Securities (us) Inc. Mountain View, CA May 2016 - Current < 1
Pnc Investments Pittsburgh, PA Feb 2014 - May 2016 2
Pnc Bank Pittsburgh, PA Feb 2014 - May 2016 2
Peking Garden Greensburg, PA Aug 2007 - Dec 2014 7
Pnc Investments Cranberry Twp, PA Nov 2012 - Feb 2014 1
Pnc Bank Cranberry Twp, PA Jun 2011 - Nov 2012 1
University Of Pittsburgh Pittsburgh, PA Aug 2007 - Dec 2010 3
Student Greensburg, PA Nov 2002 - Aug 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Jeff C. Liao
Phone Number: 212-525-2879
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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