John PlazaCRD Number: 1413830
Current Firm: Securities America Advisors, Inc.
John Plaza (CRD# 1413830) is an Investment Advisor Representative working at Securities America Advisors, Inc. in San Jose, CA and has over 19 years of experience in the finance industry.
Skyoak Wealth Management, Inc.
Three Bell Capital LLC
Parker Investment Management, LLC
|Securities America Advisors, Inc.||Los Altos, CA||Jun 2001 - Current||16|
|Securities America, Inc.||Los Altos, CA||Jan 1998 - Current||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||May 2001|
Total Assets Under Management15,610MILLIONS
Total Number of Accounts105,891ACCOUNTS
Average Account Value$147,418
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops